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http://www.freedomfchs.com/auditoryresponsetopulsedrf.pdf
Auditory Response to Pulsed
Radiofrequency Energy
J.A. Elder* and C.K. Chou
Motorola Florida Research Laboratories, Ft. Lauderdale, FL, USA
The human auditory response to pulses of radiofrequency (RF) energy, commonly called RF hearing,
is a well established phenomenon. RF induced sounds can be characterized as low intensity sounds
because, in general, a quiet environment is required for the auditory response. The sound is similar to
other common sounds such as a click, buzz, hiss, knock, or chirp. Effective radiofrequencies range
from 2.4 to 10 000 MHz, but an individual’s ability to hear RF induced sounds is dependent upon high
frequency acoustic hearing in the kHz range above about 5 kHz. The site of conversion of RF energy to
acoustic energy is within or peripheral to the cochlea, and once the cochlea is stimulated, the detection
of RF induced sounds in humans and RF induced auditory responses in animals is similar to acoustic
sound detection. The fundamental frequency of RF induced sounds is independent of the frequency of
the radiowaves but dependent upon head dimensions. The auditory response has been shown to be
dependent upon the energy in a single pulse and not on average power density. The weight of evidence
of the results of human, animal, and modeling studies supports the thermoelastic expansion theory as
the explanation for the RF hearing phenomenon. RF induced sounds involve the perception via bone
conduction of thermally generated sound transients, that is, audible sounds are produced by rapid
thermal expansion resulting from a calculated temperature rise of only 5 10 6 8C in tissue at the
threshold level due to absorption of the energy in the RF pulse. The hearing of RF induced sounds at
exposure levels many orders of magnitude greater than the hearing threshold is considered to be a
biological effect without an accompanying health effect. This conclusion is supported by a comparison
of pressure induced in the body by RF pulses to pressure associated with hazardous acoustic energy
and clinical ultrasound procedures. Bioelectromagnetics Supplement 6:S162–S173, 2003.
2003 Wiley-Liss, Inc.
Key words: RF hearing; microwave; thermoelastic; auditory response
INTRODUCTION
An informational advertisement describing observations
made in 1947 on the hearing of sounds
that occurred at the repetition rate of a radar while the
listener stood close to the antenna included the comment
that people encountered skepticism and rather pointed
questions about their mental health when they first told
their coworkers of their hearing experiences [Airborne
Instruments Laboratory, 1956]. The skepticism surrounding
early reports of radiofrequency (RF) hearing
was based on knowledge of the mechanism of human
hearing. The ear was known to be exquisitely sensitive
to pressure waves but to have no sensitivity to electromagnetic
waves at microwave frequencies (300 MHz–
300 GHz).
The skepticism helps to explain why the first
systematic study of RF hearing by Frey [1961] did not
appear until many years after the observation of this
effect in the 1940s. Frey’s report described the hearing
of transient buzzing sounds by human subjects exposed
to RF energy from a radar. The apparent location of the
sound, which was described as a short distance behind
the head, was the same regardless of the body’s orientation
to the radar [Frey, 1961]. In later reports [Frey,
1962, 1963], RF hearing was described as a ‘‘buzz,
clicking, hiss, or knocking’’ sound. Table 1 contains
descriptions of these and other sounds reported by
human beings exposed to pulsed RF fields. When a
metal shield of aluminum flyscreen was placed between
the subject and the radar, no RF sounds were heard
[Frey and Messenger, 1973]. The sensitive area for
detecting RF sounds was described as a region over the
temporal lobe of the brain, because the placement of a
2003Wiley-Liss, Inc.
——————
*Correspondence to: Joe A. Elder, PhD, Motorola Florida
Research Laboratories, 8000 W. Sunrise Blvd., Ft. Lauderdale,
FL 33322. E-mail: joe.elder@motorola.com
Received for review 3 September 2002; Final revision received 21
May 2003
DOI 10.1002/bem.10163
Published online inWiley InterScience (www.interscience.wiley.com).
small piece of metal screen (5 5 cm) over this area
completely stopped the sound [Frey, 1962].The subjects
in Frey [1961] reported an increase in the RF induced
sound level when earplugs were used to reduce the
ambient noise level, an observation confirmed by others
[Guy et al., 1975].
The ‘‘sound was something like that of a bee
buzzing on a window, but with, perhaps, more high
frequencies’’ according to Ingalls [1967] who used two
radars like those described in Frey [1961]. The sound
seemed to come from about a meter or two above the
head. In another report [Constant, 1967], theRFinduced
sound was described as being in the area of the ear on
the side opposite to the antenna. All subjects heard a
buzzing sound at a pulse repetition rate (PRR) greater
than 100/s, whereas individual pulses were heard at a
PRR below 100/s. Cain and Rissmann [1978] reported
that human subjects heard distinct clicks either inside
the head or behind the head when exposed to pulsed
fields. Individual pulses were heard as distinct and
separate clicks, and short pulse trains as chirps with the
tone pitch corresponding to the PRR [Guy et al., 1975].
The RF induced sound appeared to originate from
within or near the back of the head. This report also
included the note that transmitted digital codes could
be accurately interpreted by the subject when the pulse
generator was keyed manually. Two reports described
RF induced sounds as polytonal sounds and ‘‘tinnitus’’
[Tyazhelov et al., 1979; Khizhnyak et al., 1980]. RF
induced sounds in volunteers exposed to head coils used
in magnetic resonance imaging (MRI) were described
as chirps or clicks of high pitch for short pulses (<50 ms)
and as creaky or gnashing clacks of lower pitch for
longer pulses (>100 ms) [Ro¨schmann, 1991].
The above studies show that human perception
of pulsed RF energy, resulting in sounds that vary
with modulation of the signal, is a well established
phenomenon. The following sections describe the effective
exposure parameters including thresholds for
RF hearing, the dependence of RF hearing on acoustic
hearing, the mechanism responsible for human perception
of pulsed RF fields, and a discussion of the
significance of the effect. Reviews on this subject include
those by Lin [1978, 1980, 1981, 1989, 1990,
2001]; Chou et al. [1982]; Elder [1984]; Frey [1988];
Postow and Swicord [1996]; and Stewart [2000].
EFFECTIVE RF EXPOSURE PARAMETERS
A summary of RF exposure parameters used in
human studies is shown in Table 1. The parameters
include frequency, PRR, pulse width, peak power
density, average power density, and energy density/
pulse. Threshold values for RF hearing have been
reported in several studies and these are shown in the
table also.
RF hearing has been reported at frequencies
ranging from 2.4 to 10 000MHz(seeTable 1). Although
Ingalls [1967] mentioned 10 000 MHz as an effective
frequency, other investigators found that lower frequencies
(8900 and 9500 MHz) at very high exposure
levels did not induce RF sounds. For example, the
frequency of 8900 MHz was not effective at an average
power density of 25mW/cm2 and peak power density of
25 000 mW/cm2 [Frey, 1962]. At 216 MHz, the average
power density threshold was 4 mW/cm2 and the peak
power density was 670 mW/cm2 [Frey, 1963]. At the
lowest effective frequencies (2.4–170 MHz) reported
in the literature, the peak power density thresholds
were up to 9000 mW/cm2 [Ro¨schmann, 1991]. The
lowest threshold value expressed in units of average
incident power density is 0.001 mW/cm2 [Cain and
Rissmann, 1978]; this value was due to the low PRR of
only 0.5/s (Table 1) because, for a given peak power,
average power density depends on the PRR. The hearing
phenomenon, however, has been shown to depend on
the energy in a single pulse and not on average power
density. Guy et al. [1975] found that the threshold for
RF hearing of pulsed 2450 MHz fields was related to
an energy density of 40 mJ/cm2 per pulse, or energy
absorption per pulse of 16 mJ/g, regardless of the peak
power of the pulse or the pulse width (less than 32 ms);
calculations showed that each pulse at this energy
density would increase tissue temperature by about
5 10 6 8C.
A comparison of the RF auditory thresholds
reported in the literature to the thresholds observed
in human subjects exposed to fields from MRI coils
showed good agreement over a wide range of frequencies
(2.4–3000 MHz) [see Fig. 7 in Ro¨schmann, 1991].
Another comparison in this report showed that electrophysiological
measurements in cats yielded thresholds
quite similar to results from RF hearing tests of
humans.
A review of Table 1 reveals that many of
the threshold values were determined in a very quiet
environment or subjects used earplugs or earmuffs to
decrease the ambient noise level. As mentioned in
Introduction, earplugs were used by the subjects in
Frey’s first report in 1961. Thus, investigators were
generally aware that a quiet environment was required
because, in many cases, the normal noise levels in
outdoor, laboratory, and MRI environments masked the
hearing of RF sounds. In Guy et al. [1975], for example,
the threshold value cited above was obtained in a very
quiet environment having a background noise level of
only 45 dB. When earplugs were used, the threshold
level for one subject decreased from 35 to 28 mJ/cm2.
The threshold for a subject with a hearing deficit was
much higher, approximately 135 mJ/cm2 (no earplug).
DEPENDENCE OF RF HEARING
ON ACOUSTIC HEARING
The advertisement from Airborne Instruments
Laboratory [1956] stated that two persons with hearing
loss above 5 kHz did not perceive RF sounds as well as
did observers with normal hearing up to 15 kHz. Later
studies provided more information on the relationship
between acoustic and RF hearing. Frey [1961] reported
that a necessary condition for hearing the RF induced
sound was the ability to hear audiofrequencies above
approximately 5 kHz, although not necessarily by air
conduction. This conclusion was based on results with
subjects with normal or defective hearing. One subject
with normal air conduction hearing below 5 kHz failed
to hear the microwave pulses; the person was subsequently
found to have a substantial loss in bone conduction
hearing. Another subject with good bone
conduction hearing but with poor air conduction
hearing perceived the RF induced sound at approximately
the same power density that induced threshold
perception in subjects with normal hearing. In a later
study, human subjects matched sounds caused by
repetitive exposure to a pair of RF pulses in the MHz
range to acoustic frequencies near 4.8 kHz [Frey and
Eichert, 1985].
In addition to determining standard audiograms
that measure hearing thresholds for air conduction at
acoustic frequencies of 250–8000 Hz and for bone
conduction to 4000 Hz, Cain and Rissmann [1978]
measured the hearing ability of eight subjects up to
20 kHz. They found that although there was no apparent
correlation between the ability to hear pulsed RF
fields at 3000 MHz and hearing ability as measured by
standard audiograms, there was a strong correlation
between the RF hearing threshold and thresholds to air
conducted acoustic signals above 8 kHz. For example,
three of the subjects who had normal hearing below
4 kHz, but a hearing deficit at frequencies above
8 kHz, could not hear RF induced sounds. The studies
by Frey [1961], Cain and Rissmann [1978], and
Frey and Eichert [1985] show RF hearing to depend
on high frequency hearing in the range of about
5–8 kHz and bone conduction hearing at lower acoustic
frequencies. Calculated values of fundamental frequencies
of RF induced sound in the human head based
on animal data or models are somewhat similar, e.g.,
7–10 kHz [Chou et al., 1977], 8 and 13 kHz [Lin,
1977a,b], and 7–9 kHz [Watanabe et al., 2000]; the
results of these studies are described in more detail
below.
SIMILARITY OF AUDITORY RESPONSE
TO RF ENERGY AND CONVENTIONAL
ACOUSTIC STIMULI
The auditory pathway by which acoustic waves
detected by the ear become interpreted as sound in the
brain is well known and several studies have been
done to determine if the electrophysiological response
of the auditory pathway to RF pulses is similar to the
response to acoustic stimuli. The first stage of sound
transduction is mechanical distortion of cochlear hair
cells that result in cochlear microphonics, electrical
potentials that mimic the sonic waveforms of acoustic
stimuli. Subsequent to the detection of sound by the
cochlea, electric potentials associated with the detection
of sound may be recorded by electrodes placed in
neurons at various locations along the auditory pathway.
Frey [1962] proposed that RF hearing might be a
result of direct cortical or neural stimulation but the
results of later studies described in this review showed
that Frey’s hypothesis was incorrect. His proposal was
based, in part, on his failure to demonstrate that RF
pulses stimulate the cochlea, that is, cochlear microphonics
were not recorded at power densities much
higher than those required to elicit auditory nerve
responses [Frey, 1967]. Guy et al. [1975] also failed to
measure cochlear microphonics but determined that the
failure was due to insufficient absorption of RF energy.
Chou et al. [1975] reported their success in overcoming
the technical problems that had prevented investigators
from recording cochlear microphonics from RF
exposed animals. The results showed that pulses of RF
energy activated the cochlea because cochlear microphonics
were recorded that were similar to those evoked
by acoustic stimuli [Chou et al., 1975, 1976]. The
demonstration in animals that RF induced auditory
responses are perceived by the normal auditory system
via the cochlea provided evidence against the proposal
that RF pulses directly stimulate the nervous system.
Taylor and Ashleman [1974] and Guy et al. [1975]
showed the importance of the cochlea by finding that
destruction of the cochlea abolished RF evoked potentials
recorded at higher levels in the auditory pathway.
These results indicated that the locus of the initial interaction
of pulse-modulated microwave energy with the
auditory system is within or peripheral to the cochlea.
In cats with undamaged cochleae, Taylor and
Ashleman [1974] measured the electrophysiological
response in three successive levels of the cat auditory
nervous system (eighth cranial nerve, medial geniculate
nucleus, and primary auditory cortex) to both acoustic
and pulsed microwave (2450 MHz) stimuli. They found
similar responses to microwave stimuli and conventional
acoustic stimuli. Lebovitz and Seaman [1977a,b]
also found similar responses of single auditory neurons
in cats to pulsed 915 MHz fields and acoustic clicks.
Guy et al. [1975] and Lin et al. [1978, 1979] showed that
electrophysiological responses of the auditory pathway
in cats to RF pulses is similar to the response to acoustic
stimuli and, by studying the responses after lesions
were made in successive parts of the auditory pathway,
confirmed that the primary site of transduction of the RF
energy was outside or at the cochlea. The detection of
electric potentials in auditory neurons in response to RF
exposure was expected based on the results of studies
that demonstrated subjective auditory perception [Frey,
1962] and cochlear microphonics [Chou et al., 1975].
Seaman [1990] described a model for thresholds of
auditory neurons to RF pulses that was consistent with
thresholds measured in the cat for 20–200 ms pulses.
It is known that acoustic stimuli can cause evoked
potentials in central nervous system sites outside the
auditory pathway and such evoked potentials due to the
auditory response to RF pulses were recorded by Guy
et al. [1975]. These authors explained that electric
potentials recorded from any CNS location could be
misinterpreted as a direct interaction of RF energy with
the particular neural system in which the recording was
made, as reported by Frey [1967].
In an experiment in which the thresholds of
evoked electrical responses from the medial-geniculate
body in the auditory pathway in cats were determined
as a function of background noise, Guy et al. [1975]
found that as the noise level (50–15 000 Hz bandwidth)
increased from 60 to 80 dB, there was only a negligible
increase in the threshold for microwave stimuli, and a
large increase in the threshold for loudspeaker produced
stimuli. The finding that the evoked response to
microwave stimuli did not increase in relation to background
noise, which included acoustic frequencies to
15 000 Hz, indicated that pulsed RF energy may be
interacting more with the high frequency portion of the
auditory system (above 15 kHz in cats).
Additional support for the dependence of RF hearing
on high frequency acoustic hearing was provided by
theoretical analysis of acoustic vibrations induced in
the heads of animals and humans based on thermal
expansion in spheres exposed to pulses of RF energy
[Lin, 1976a, 1977a,b]. The frequency of the induced
sound was found to be a function of head size and of
acoustic properties of brain tissue; hence, the acoustic
pitch perceived by a given subject is the same regardless
of the frequency of the incident RF energy. These calculations
show that the fundamental frequency predicted
by the model varies inversely with the radius of the
head, i.e., the larger the radius, the lower the frequency
of the perceived RF sound. The estimated fundamental
frequencies of vibration in guinea pigs, cats, and adult
humans were 45, 38, and 13 kHz, respectively; the
frequency for an infant human head was estimated to be
about 18 kHz [Lin, 1977b, 1990]. These calculations
provide further evidence that a necessary condition for
RF induced sounds in humans is the ability to hear
acoustic waves at frequencies above about 5 kHz [Frey,
1961; Rissmann and Cain, 1975].
The calculated fundamental frequency (45 kHz)
in guinea pigs [Lin, 1977b] is in good agreement with
the measurements of Chou et al. [1975], who found
cochlear microphonics of 50 kHz in guinea pigs
exposed to RF pulses. In a later report, Chou et al.
[1977] found the frequency of cochlear microphonics in
guinea pigs and cats to correlate well with the longest
dimension of the brain cavity and, based on these data,
estimated the frequency of the microwave-induced
cochlear microphonics in human beings to be between
7 and 10 kHz. As mentioned above, Lin [1977a,b] had
calculated frequencies of 8 and 13 kHz. In contrast to
these results, one laboratory has reported responses
from cochlear nucleus units with characteristic frequencies
in the normal range of hearing for the cat that
were inconsistent with head resonance having a primary
role in RF hearing [Seaman and Lebovitz, 1987].
Gandhi and Riazi [1986] calculated RF hearing
thresholds at 30–300 GHz, but there is little if any
physiological significance of these calculations to RF
hearing because: (a) their calculated fundamental frequencies
in the head are of the order of several hundred
kilohertz, well above the maximum acoustic frequency
of about 20 kHz for human hearing, and (b) there are no
reports of human perception of RF pulses at frequencies
higher than 10 GHz (see Table 1).
The results of the above studies of evoked electrical
potentials in the auditory system, including the
demonstration of pulsed RF evoked cochlear microphonics,
strongly indicate that the detection of RF induced
auditory sensations is similar to that of acoustic
sound detection, the site of conversion from RF to
acoustic energy is within or peripheral to the cochlea,
the fundamental frequency of RF induced sound is
independent of the frequency of the incident RF energy
but dependent upon the dimensions of the head, and the
pulsed RF energy interacts with the high frequency
portionof the auditory system.TohearRFinduced sounds,
a human must be exposed to pulses of RF energy in the
MHz range (see Table 1) and be capable of hearing
acoustic waves in the kHz range above about 5 kHz.
MECHANISM OF RF HEARING:
THERMOELASTIC EXPANSION
One of the first challenges to Frey’s proposal of
direct neural stimulation [Frey, 1961, 1962] came from
Sommer and von Gierke [1964], who suggested that
stimulation of the cochlea through electromechanical
field forces by air or bone conduction appeared to be a
more likely explanation of the RF hearing phenomenon.
Other scientists who helped lay the foundation for identifying
the mechanism are White [1963] and Gournay
[1966]. White [1963] showed that pressure waves could
be detected in water exposed to pulses of RF energy, and
his analysis of waves in this system predicted that, as a
result of thermal expansion, the resulting temperature
gradient would generate stress waves that propagate
away from the site of energy absorption. Gournay
[1966] extended White’s analysis to showthat for single
long pulses, the induced stress wave is a function of
peak power density and, for shorter pulses, the stress
wave is a function of the peak power density and pulse
width (or energy density per pulse).
Foster and Finch [1974] extended Gournay’s
analysis by conducting experiments in water and KCl
solution exposed to RF pulses similar to those that
produce sounds in humans. They showed both theoretically
and experimentally that pressure changes would
result from the absorption of RF pulses which could
produce significant acoustic energy in the solution.
They concluded that audible sounds were produced
by rapid thermal expansion due to absorption of the
energy in the RF pulse. These results led to their proposal
that thermoelastic expansion is the mechanism
for RF hearing. This mechanism is consistent with the
following results of their experiment.
1) RF pulses that would elicit sounds in humans
produced acoustic transients that were recorded
with a hydrophone immersed in a solution (0.15 N
KCl) having an electrical conductivity similar to
that of tissue. In addition, acoustic transients were
detected in blood, muscle, and brain exposed
in vitro to pulses of RF energy.
2) The RF induced pressure wave generated in distilled
water inverted in phase when the water was
cooled below 4 8C, and the response vanished at
4 8C, in agreement with the temperature dependence
of the thermal expansion properties of water.
3) The thermoelastic theory predicts that the maximal
pressure in the medium is proportional to the total
energy of the pulse for short pulses and is proportional
to the peak power for long pulses. The
relationship between pulse width and the RF
generated acoustic transient in the KCl solution
was consistent with the theory.
Based on these findings, Foster and Finch concluded
that RF induced sounds involve perception,
via bone conduction, of the thermally generated sound
transients caused by the absorption of energy in RF
pulses. The pulse can be sufficiently brief ( 50 ms) such
that the maximum increase in tissue temperature after
each pulse is very small (<10 5 8C). The peak power
intensity of the pulse, however, must be moderately
intense (typically 500 to 5000 mW/cm2 at the surface of
the head). These values are within the range of effective
peak power intensities of 90–50 000 mW/cm2 in the
human studies shown in Table 1. Mathematical
modeling has shown that the amplitude of a thermoelastically
generated acoustic signal is of such magnitude
that it completely masks that of other possible
mechanisms such as radiation pressure, electrostrictive
force, and RF field induced force [Guy et al., 1975; Lin,
1976b; Joines and Wilson, 1981]. These and other
results led Guy et al. [1975], Lin [1978], Joines and
Wilson [1981], and Ro¨schmann [1991] to conclude that
the thermoelastic expansion mechanism is the most
likely physical mechanism to explain the RF induced
auditory effect in human beings.
A year before the thermoelastic theory was proposed
by Foster and Finch [1974], Frey and Messenger
[1973] published the results of a human study that are in
agreement with the theory. That is, the loudness of
the RF induced sounds in human subjects depended
upon the incident peak power density for pulse widths
>30 ms; for shorter pulses, their data showthat loudness
is a function of the total energy per pulse. In related
work, results from animal experiments showed the
predicted threshold dependence on pulse width. Chou
and Guy [1979] found that the threshold for RF hearing
in guinea pigs, as measured by auditory brainstem
evoked electrical responses, is related to the incident
energy per pulse for pulse widths <30 ms and is related
to the peak power for longer pulses up to 500 ms. Using
short pulse widths of 1–10 ms, Chou et al. [1985]
observed that the auditory threshold in rats was independent
of pulse width. This paper is also important
because the results demonstrated that the RF induced
auditory response occurred in rats exposed at low field
strengths in a circularly polarized waveguide, an exposure
system in common use in studies of the biological
effects of RF energy.
The results on threshold and loudness may be
summarized as follows. The energy in the first 30 ms
or so of the pulse determines the threshold and loudness
levels regardless of pulse width. For wider pulses
(>90 ms), loudness is related to peak power rather than
energy because the energy associated with the first 30 ms
of the pulse increases directly with peak power. Thus,
if sufficient energy is deposited within a 30 ms period,
an RF induced sound will result without regard to pulse
width. And, for pulses >30 ms, loudness increases with
an increase in peak power. Thus, the auditory response
undergoes a gradual transition from an energy related
effect at pulse widths <30 ms to an effect dependent on
peak power at pulse widths>90 ms [Frey andMessenger,
1973; Chou and Guy, 1979].
A psychophysical experiment with 18 subjects
examined the adequacy of the thermoelastic hypothesis
and the perceptual qualities of RF induced sounds
[Tyazhelov et al., 1979]. Audiofrequency signals were
presented alternately to or concurrently with microwave
pulses (see Table 1) under conditions in which
the subject could adjust the amplitude, frequency, and
phase of the audio signal. Long pulses ( 100 ms)
resulted in a lower pitch of the RF sound and two subjects
who had a high frequency auditory limit of 10 kHz
could not hear short RF pulses but could hear long
pulses. Tyazhelov et al. [1979] concluded that the
thermoelastic hypothesis adequately explained some of
their findings for RF pulses of high peak power and
short width (<50 ms), but they questioned the applicability
of the hypothesis to some observations involving
near-threshold pulses of low power, long duration,
and high repetition rate (see Chou et al. [1982] for a
critique of Tyazhelov et al. [1979]). In other papers,
Tyazhelov et al. suggested that the thermoelastic theory
accounted for the low frequency, but not the high
frequency, RF induced sounds [Khizhnyak et al.,
1979, 1980]; however, no other reports have been
found that support their proposed model for high frequency
responses. A more recent report [Ro¨schmann,
1991] on auditory system response of six human subjects,
whose head was exposed to RF energy from MRI
coils, concluded that the dependence of thresholds on
pulse width confirmed theoretical predictions from the
thermoelastic expansion theory.
Theoretical analysis by Lin [1977a] predicted that
sound pressure as a function of pulse width initially
increased, reached a peak, decreased, then oscillated
with maximal values below the peak. Human data in
Tyazhelov et al. [1979] and animal data in Chou and
Guy [1979] and Lin et al. [1979] are in general agreement
with this pattern of response with pulse width.
More detailed discussion of the pulse width dependence
of perceived sound loudness based on the human data
in Tyazhelov et al. [1979] is given in reviews by Lin
[1981, 1990].
Results of animal studies, in addition to those
already discussed, support and extend our understanding
of RF hearing and the thermoelastic mechanism.
Several investigators have determined the threshold for
RF induced auditory system responses in laboratory
animals as shown in Table 2. In cats exposed to RF
pulses (918 and 2450 MHz), the threshold was related to
the incident energy density per pulse. The cat’s threshold
energy density per pulse was about one-half of the
human threshold [Guy et al., 1975]. The thresholds in
Cain and Rissmann [1978] are in general agreement
with the results in Guy et al. [1975], but a lower threshold
was reported by Seaman and Lebovitz [1989].
At higher frequencies between 8670 and 9160 MHz,
Guy et al. [1975] found that the threshold values of
power density and of energy density per pulse were
an order of magnitude higher than those at 918 and
2450 MHz (Table 2), but it is noted that no auditory
response was obtained at the two higher frequencies
unless the brain was exposed by removing part of the
skull.
By measuring acoustic pressure waves with a
miniature hydrophone transducer implanted in the
brains of rats, cats, and guinea pigs exposed to pulses
of RF energy, Olsen and Lin [1983] confirmed earlier
theoretical predictions of pressure waves in the head.
In later work, Lin et al. [1988] observed that the speed
of RF induced pressure waves in the cat brain was
similar to that of conventional acoustic wave propagation.
These results support the thermoelastic expansion
theory.
The hypothesis ofFoster and Finch [1974] predicts
that the RF hearing effect is related to thermoelastically
induced mechanical vibrations in the head. Vibrations
of this type can be produced by other means, such as by
a laser pulse or by a pulsed piezoelectric crystal in
contact with the skull which also induced cochlear
microphonics in guinea pigs [Chou et al., 1976]. Frey
and Coren [1979] used a holographic technique to test
whether the skull and the tissues of the head of an
animal have the predicted vibrations when exposed to a
pulsed RF field. No displacements were recorded, but a
subsequent analysis by Chou et al. [1980] demonstrated
that the holographic technique used by Frey and Coren
[1979] did not have the sensitivity to detect the small
displacements related to vibrations from microwaveinduced
thermoelastic expansion in biological tissues.
Wilson et al. [1980] described an autoradiographic
technique in which [14C]2-deoxy-D-glucose
was used to map auditory activity in the brain of rats
exposed to acoustic stimuli and to pulsed and continuous
wave fields. With this technique, in vivo determination
of metabolic activity, i.e., glucose utilization
and associated functional activity in the brain, can be
visualized. Prior to exposure to the acoustic stimuli or
to microwaves, one middle ear was ablated to block
detection of sound waves in one side of the head. The
expected bilateral asymmetry of radioactive tracer uptake
in the auditory system of rats exposed to acoustic
clicks or weak background noise was demonstrated.
In contrast, a symmetrical uptake of tracer was found
in the brain of animals exposed to RF pulses. Thesehearing does not involve the middle ear in humans
[Frey, 1961] and guinea pigs [Chou and Galambos,
1979]. Unexpectedly, Wilson et al. [1980] found increased
radioactive tracer uptake in the auditory system
of rats exposed to continuous wave fields but, in a later
report, this RF effect was attributed to intracochlear
heating [Wilson and Joines, 1985]. The results with a
continuous wave field have not been independently
replicated and there are no known reports of continuous
wave signals causing RF induced sound in humans
or RF induced auditory responses in experimental
animals.
In summary, evidence from human, laboratory
animal, and modeling studies supports the thermoelastic
expansion theory as the mechanism for the RF
hearing phenomenon. The evidence includes measurements
of acoustic transients in water, KCl solution
having electrical properties similar to that in cells, and
tissues [Foster and Finch, 1974] as well as in musclesimulating
materials [Olsen and Hammer, 1980]; the
relationship of the threshold value to pulse duration
[Frey and Messenger, 1973; Foster and Finch, 1974;
Chou and Guy, 1979]; the characteristics of the RF
induced cochear microphonics in laboratory animals
[Chou et al., 1975, 1977] and calculations of the fundamental
frequencies in the human head [Chou et al.,
1977; Lin, 1978] that correlate well with the perception
of high frequency sounds in the kHz range above about
5 kHz.
SIGNIFICANCE OF RF HEARING
The potential for human exposure to pulsed fields
that could induce RF hearing raises two questions with
regard to the significance of the effect. One, what is the
psychological impact of RF sounds? Two, aside from
the perception of sounds, what is the physiological
significance of exposure to pulsed RF energy at intensities
at and above the threshold for hearing?
The hearing of RF sounds at threshold exposure
levels is considered to be a biological effect without a
health effect and, therefore, is not an adverse effect.
This conclusion is based on the following points. The
sounds associated with RF hearing are not unusual but
are similar to other common sounds such as a click,
buzz, hiss, knock, or chirp (see Table 1). Furthermore,
RFinduced sounds can be characterized as lowintensity
sounds because, in general, a quiet environment is
required for the sounds to be heard. It is noteworthy that
most of the human subjects in the studies listed in
Table 1 used earplugs to create conditions sufficiently
quiet to hear RF sounds. The apparent location of the
sounds, however, may vary from within, behind, or
above the head.
Under some exposure situations that may lead to
prolonged periods of RF sounds, the sounds might
become an annoyance, but current knowledge of the
effective exposure conditions (see Table 1) is sufficient
to develop measures to eliminate RF sounds determined
to be annoying. One solution is to move farther away
from the RF antenna. A review of the human studies in
Table 1 reveals that most of the studies were done in
laboratory settings in which the subjects were close to
the RF antenna. In three of the four field studies, the
distance of the subjects from the radar ranged from
about six feet up to several hundred feet. Such close
proximity was needed to achieve the effective, moderately
high, peak power intensities ranging from 90 to
50 000 mW/cm2 (see Table 1). This information on
distance and effective exposure levels indicates that
anyone reporting RF hearing would be relatively close
to a pulsed source operating in the 2.4–10 000 MHz
range (Table 1). If it is not possible to increase the
distance from the source, remediation measures could
include metal shielding and changes in the operating
procedure of the RF device.
Aside from the perception of sound, it is important
to address the physiological significance of exposure
to RF pulses at and above the threshold for hearing.
One approach is to compare the magnitude of the
pressure of the RF induced acoustic wave in the head to
pressures from other sources. The peak power levels
and the duration of RF pulses used for MRI of the
human head can meet the requirements for RF induced
sounds [Ro¨schmann, 1991]. RF transmitter power
levels up to 15 kW, if applied to the head with an MRI
coil, would cause an RF induced sound pressure about
100 times the threshold for RF hearing. According to
Ro¨schmann [1991], a discomfort level of RF evoked
transients in the head is avoided if the peak power of RF
pulses (>100 ms) applied to the head coils is limited to
about 30kW (6 kW for surface coils); this limit is based
on the discomfort threshold [110 dB sound pressure
level (SPL)] for external sound stimuli. Hazardous
thresholds of external sound stimuli for pain (140 dB
SPL) and for damage to the auditory system (150–
160 dB SPL) would be several orders of magnitude
greater than the 110 dB SPL that is likely to be evoked
by 30 kW RF pulses. Ro¨schmann [1991] stated that
there was no evidence known for detrimental health
effects from RF induced sounds caused by MRI at peak
power levels up to 15 kW, a power level available at the
time his paper was written.
Based on calculated pressures resulting from
the absorbed energy of 915 MHz pulses in human
head models, Watanabe et al. [2000] found the RF
induced pressure at the hearing threshold to be only
0.18 Pa or more than 42 000 times lower than the
ultrasound-induced pressure of 7700 Pa at the lower
value (2 mW/cm2) of the range of diagnostic ultrasound
exposure. The limit for fetal imaging is 720 mW/cm2
[FDA, 1997], thus the pressure allowed for medical
imaging of the developing human fetus is more than
15 106 times greater than the RF hearing threshold.
Another comparison with a very different physical force
shows that the pressure at the RF hearing threshold is
about 1 000 000 times lower than the pressures at the
surface of the brain that produce changes in the EEG
and moderate brain damage (1.5 105 and 3 105 Pa,
respectively), based on studies of traumatic head injury
(see Raslear et al., 1993, p. 476). When compared to
pressures exerted by acoustic energy at the hazardous
threshold, medical ultrasound exposure and traumatic
injury, it is highly unlikely that the RF hearing effect at
the threshold level is hazardous with regard to the
strength of the pressure waves, the dominant force in
comparison to electrostrictive force and radiation
pressure [Guy et al., 1975; Lin, 1976b; Gandhi and
Riazi, 1986]. Furthermore, this comparison suggests
thatRF induced pressures would have to be many orders
of magnitude greater than the pressure at the hearing
threshold to cause adverse effects. This conclusion is
supported by the following discussion.
Very high intensity RF pulses will induce adverse
effects such as convulsions and a state of unconsciousness
(stun effect), as demonstrated by Guy and Chou
[1982]. These authors determined the threshold for
these effects in rats exposed to a single, high intensity,
915 MHz pulse that caused an elevation in brain temperature
of 8 8C, resulting in petit or grand mal seizures
lasting for 1 min after exposure, followed by a 4–5 min
unconscious state. The brain temperature returned to
normal within 5 min after exposure, and the animals
began moving when the brain temperature returned
to within 1 8C of normal. Limited histopathological
examination of four exposed rats revealed significant
changes, including neuronal demyelination at one day
after exposure, and brain swelling at 1 month after
exposure. The threshold for the stun effect was 680 J,
regardless of peak power and pulse width, or about28 kJ/kg, expressed in terms of peak specific absorption.
The stun threshold, a clearly adverse effect, is about
100 000 higher than the thresholds for auditory responses
in rats (5–180 mJ/kg) and humans (16 mJ/kg)
[Guy et al., 1975].
Although the field was not pulsed and RF induced
sounds would not occur, a recent report [Marino
et al., 2000] is included because it addresses potentially
functional effects in the auditory system of exposed
animals, i.e., changes in the otoacoustic emissions from
the cochlea may serve as an indicator of outer hair cell
subclinical or clinical pathology. In this report, no
effect was found on otoacoustic emissions of RF exposed
rats at average SARs in the head of 0.2 (950 MHz)
and 1 W/kg (936 and 950 MHz).
CONCLUSIONS
The human auditory response to pulses of RF
energy, commonly called RF hearing, is a well established
phenomenon and the RF induced sounds are
similar to other common sounds, such as a click, buzz,
hiss, knock, or chirp. Furthermore, the RF induced
sounds can be characterized as low intensity sounds
because, in general, a quiet environment is required for
the sounds to be heard.
The site of conversion of RF energy to acoustic
energy is within or peripheral to the cochlea, and once
the cochlea is stimulated, the detection of RF induced
sounds in humans and RF induced auditory responses in
animals is similar to acoustic sound detection. To hear
the sounds, humans must be capable of hearing high
frequency acoustic waves in the kHz range above about
5 kHz and the exposure to pulsed RF fields must be in
the MHz range (2.4–10 000 MHz, see Table 1).
The hearing phenomenon depends on the energy
in a single pulse and not on average power density. Guy
et al. [1975] found that the threshold for RF induced
hearing of pulsed 2450 MHz radiation was related to
an energy density of 40 mJ/cm2 per pulse, or energy
absorption per pulse of 16 mJ/g.
The weight-of-evidence of the results of human,
animal, and modeling studies supports the thermoelastic
expansion theory as the explanation for the RF
hearing phenomenon. The theory describes howaudible
sounds are produced by rapid thermal expansion,
resulting from a calculated temperature rise of only
5 10 6 8C in tissue at the threshold of hearing due to
absorption of the energy in the RF pulse. Theory and
experimental data from human beings and animals are
in general agreement with the dependence on pulse
width of perceived sound loudness in humans and
auditory induced responses in animals. No published
reports support the suggestion by Tyazhelov et al.
28 kJ/kg, expressed in terms of peak specific absorption.
The stun threshold, a clearly adverse effect, is about
100 000 higher than the thresholds for auditory responses
in rats (5–180 mJ/kg) and humans (16 mJ/kg)
[Guy et al., 1975].
Although the field was not pulsed and RF induced
sounds would not occur, a recent report [Marino
et al., 2000] is included because it addresses potentially
functional effects in the auditory system of exposed
animals, i.e., changes in the otoacoustic emissions from
the cochlea may serve as an indicator of outer hair cell
subclinical or clinical pathology. In this report, no
effect was found on otoacoustic emissions of RF exposed
rats at average SARs in the head of 0.2 (950 MHz)
and 1 W/kg (936 and 950 MHz).
CONCLUSIONS
The human auditory response to pulses of RF
energy, commonly called RF hearing, is a well established
phenomenon and the RF induced sounds are
similar to other common sounds, such as a click, buzz,
hiss, knock, or chirp. Furthermore, the RF induced
sounds can be characterized as low intensity sounds
because, in general, a quiet environment is required for
the sounds to be heard.
The site of conversion of RF energy to acoustic
energy is within or peripheral to the cochlea, and once
the cochlea is stimulated, the detection of RF induced
sounds in humans and RF induced auditory responses in
animals is similar to acoustic sound detection. To hear
the sounds, humans must be capable of hearing high
frequency acoustic waves in the kHz range above about
5 kHz and the exposure to pulsed RF fields must be in
the MHz range (2.4–10 000 MHz, see Table 1).
The hearing phenomenon depends on the energy
in a single pulse and not on average power density. Guy
et al. [1975] found that the threshold for RF induced
hearing of pulsed 2450 MHz radiation was related to
an energy density of 40 mJ/cm2 per pulse, or energy
absorption per pulse of 16 mJ/g.
The weight-of-evidence of the results of human,
animal, and modeling studies supports the thermoelastic
expansion theory as the explanation for the RF
hearing phenomenon. The theory describes howaudible
sounds are produced by rapid thermal expansion,
resulting from a calculated temperature rise of only
5 10 6 8C in tissue at the threshold of hearing due to
absorption of the energy in the RF pulse. Theory and
experimental data from human beings and animals are
in general agreement with the dependence on pulse
width of perceived sound loudness in humans and
auditory induced responses in animals. No published
reports support the suggestion by Tyazhelov et al.
[1979] that the theory does not explain all characteristics
of RF hearing, and the experimental weight of
evidence does not support direct stimulation of the
central nervous system by RF pulses.
Based on this review, the perception ofRFinduced
sounds by human beings is not considered an adverse
effect. A comparison with pressure at the hazardous
acoustic threshold and ultrasound pressures during
medical diagnosis, including exposure of the fetus,
suggests that RF induced pressures more than about
five orders of magnitude greater than the pressure at the
human hearing threshold would be unlikely to cause
adverse biological effects. Based on this comparison,
the exposure limit for a single RF pulse of 576 J/kg
(spatial peak) in the IEEE C95.1 standard [IEEE, 1999],
although 36 000 times greater than the threshold for
RF hearing in humans, is below potentially adverse
effects levels
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